The Importance of Reporting Provider Technology for RIAs

The number one question we receive from advisors looking to establish an RIA is, “How do I recreate
the products and services I’ve always offered to my clients here at the wirehouse or independent
broker-dealer where I have spent my entire career?” To answer that question, we refer to the
following chart, which shows the systems that typically make up an RIA’s infrastructure and the
flow of data throughout the back-office ecosystem.

The Importance of Reporting Provider Technology for RIAs